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U.S. Trust Corporation
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381	SEC Complaint: A Chicago Convention Center, LLC, Anshoo R. Sethi, and Intercontinental Regional Center Trust of Chicago, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-07 16:39:28 EB-5 visa Hyatt Indian Railway Catering and Tourism Corporation U.S. Securities and Exchange Commission Sethi Hotel Securities regulation in the United States Indian society Asia Corporate finance Securities offering Stock market
382	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 27, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of P Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-07 15:58:49 Depository Trust & Clearing Corporation Securities United States Securities and Exchange Commission ACT Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance
383	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 30, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change In Order to Termina Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 14:15:45 Central Securities Depositories Securities Depository Trust & Clearing Corporation Security Securities Exchange Act Short U.S. Securities and Exchange Commission Financial economics Financial system Finance
384	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 09:01:27 Finance Economy of the United States New York Stock Exchange Securities Exchange Act Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Chicago Stock Exchange NYSE Euronext Self-regulatory organizations Financial economics Financial system
385	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]October 11, 2013 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Terminate the Seale Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:59:32 Finance Depository Trust & Clearing Corporation Settlement U.S. Securities and Exchange Commission Securities Exchange Act Clearing Envelope Securities Financial economics Financial system
386	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-16 16:28:16 Financial system Self-regulatory organizations Stock market United States Securities and Exchange Commission Security Securities Exchange Act Depository Trust & Clearing Corporation Settlement U.S. Securities and Exchange Commission Financial economics Finance Securities
387	June 3, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-21 15:09:35 United States housing bubble Depository Trust & Clearing Corporation Securities Credit default swap Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative Futures contract U.S. Securities and Exchange Commission Financial economics Financial system Finance
388	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 4, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-06-06 16:54:12 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Settlement Financial economics Financial system Finance
389	Microsoft Word - tvallarino6922.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-19 13:49:27 Financial regulation United States Securities and Exchange Commission Short selling United States securities law 73rd United States Congress Naked short selling U.S. Securities and Exchange Commission Securities Exchange Act Depository Trust & Clearing Corporation Financial system Financial economics Finance
390	£any E Thompson Managing Director and October 3, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-04 13:49:29 United States federal banking legislation United States Securities and Exchange Commission United States securities law United States administrative law Systemic risk Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Finance

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